Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charlotte Painter PainterJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.01-11-2019
Thomas Joseph NeunerIfs SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Matt Fletcher RobertsCambridge Investment Research, Inc.Royal Alliance Associates, Inc.01-02-2019
Douglas Nelson UhlFortune Financial Services, Inc.Royal Alliance Associates, Inc.01-02-2019
John William Shaffer Jr.GWN Securities Inc.Royal Alliance Associates, Inc.01-02-2019
Thomas Eugene DingmanClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Joseph Reid GillelandClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Michael John Henzes Jr.Open Wealth NetworkRoyal Alliance Associates, Inc.01-02-2019
Daniel Alexander RoscoeAmerican Portfolios Financial Services, Inc.Royal Alliance Associates, Inc.12-21-2018
Gwendolyn Lorraine WoodLPL Financial LLCRoyal Alliance Associates, Inc.12-20-2018
Saul Kalu OnyeukuLPL Financial LLCRoyal Alliance Associates, Inc.12-19-2018
John Gerard NicosiaLPL Financial LLCRoyal Alliance Associates, Inc.12-18-2018
Charles Edwin TaylorIndependent Financial Group, LLCRoyal Alliance Associates, Inc.$401-04-2019
Dale Thomas FreundPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.$1712-14-2018
Freddie Lee Barbour Sr.LPL Financial LLCRoyal Alliance Associates, Inc.$1912-21-2018
Leroy Joseph McDonnellPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.$2512-14-2018
Guy Philip NicosiaLPL Financial LLCRoyal Alliance Associates, Inc.$5012-18-2018
Larry Glenn JacksonPruco Securities, LLC.Royal Alliance Associates, Inc.$5012-11-2018
John Lodge FarmerIndependent Financial Group, LLCRoyal Alliance Associates, Inc.$10001-04-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.