Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Mark Francis ScribnerKestra Investment Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Peter Tsutae MorimotoFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Roy Morgan Elliott Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Richard Evelyn WaceAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-04-2019
Carolyn Olene HaanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10001-03-2019
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC$5001-03-2019
Samundra TimilsinaCsuite Investment LLCWells Fargo Clearing Services, LLC01-03-2019
Jim S Karas Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5001-02-2019
Scott S GregoryPrivate Client Services, LLCWells Fargo Clearing Services, LLC$1,00001-02-2019
James Edward MartinLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC$2512-27-2018
Apostolos Nicolas PitsironisJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5312-21-2018
Serena Scherrey SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-21-2018
Kimberly Ann SantarsieroLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-19-2018
Thomas Michael ArnotCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$15012-19-2018
Gordon Leonard BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00012-18-2018
Peter Dewey KlockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Daniel Joseph AbrahamsohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-14-2018
David Jonathan BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00012-14-2018
Frank A. DemarteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5012-14-2018
Jackson Robert DilleRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$4812-14-2018
Russell Francis Lewis IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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