Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rogelio PonceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-11-2019
Joshua A. BlackFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Suzanne Lynette FilipU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Hiawatha Nicely IIIFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Donnie ReynoldsTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Mark Francis ScribnerKestra Investment Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Alexander Konstantinovich ChernukhaForefront Wealth ManagementWells Fargo Clearing Services, LLC01-11-2019
Tadeh MangasarianJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-10-2019
Donald James MatthewsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-10-2019
Jay MahajanWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-10-2019
Grant Joseph TrowerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2019
Christopher R. PerkinsInfinex Investments, Inc.Wells Fargo Clearing Services, LLC01-08-2019
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
Paul Henri PoulinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Glenn Simon ZavorskasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Jane-Ellen Elisbeth SymmesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Andrew M. KritikosTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC01-07-2019
Nabeal Daoud NaibkhylTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC01-07-2019
Charles P. StaplesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-07-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Kevin Alexander HillEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Oscar LozoyaUSAA Financial Advisors, Inc.Wells Fargo Clearing Services, LLC01-04-2019
Robert Joseph DalzellIndie Asset Partners, LLCWells Fargo Clearing Services, LLC01-04-2019
Matthew David FriedrichsenCWM, LLCWells Fargo Clearing Services, LLC01-04-2019
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.