Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence David SilvermanAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Amy Gail LegateAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Donald James MatthewsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-10-2019
Mark Allen StoffelAmeriprise Financial Services, LLCRobert W. Baird & Co. Incorporated01-10-2019
Joe Tom King JrAmeriprise Financial Services, LLCRaymond James & Associates, Inc.01-04-2019
Zakkour H ChiviAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-04-2019
David Charles TuretzkyAmeriprise Financial Services, LLCLiberty Partners Capital Management, LLC01-02-2019
David BerryAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Joel Dermont AyersAmeriprise Financial Services, LLCBB&T Securities, LLC12-19-2018
Andrew Ryan JonesAmeriprise Financial Services, LLCARGI Investment Services, LLC12-18-2018
Gregory Charles KeilAmeriprise Financial Services, LLCCUSO Financial Services, L.P.12-17-2018
Andrew DinardoAmeriprise Financial Services, LLCEquitable Advisors, LLC12-17-2018
Dusty Lynn SternadelAmeriprise Financial Services, LLCMorgan Stanley12-14-2018
Jonathan Lance HemmingsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-12-2018
Susan Caroline BlackerbyAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2501-04-2019
William Proctor Greathouse JrAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2512-14-2018
Sean RileyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10011-28-2018
Keith Matthew KordichAmeriprise Financial Services, LLCMorgan Stanley$10001-11-2019
Noah Hill KingAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10001-04-2019
Rick MundraneAmeriprise Financial Services, LLCMorgan Stanley$10611-09-2018
David KutzAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12310-26-2018
J Gregory RustAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
Angela Marie MesserAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
Angie Messer Greg RustAmeriprise Financial Services, LLCHilliard Lyons$18212-14-2018
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.