Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Matthew ReigelCharles Schwab & Co., Inc.McAdam LLC01-11-2019
Jason David RoeskeCharles Schwab & Co., Inc.TD Ameritrade, Inc.01-10-2019
Artemio Herrera JrCharles Schwab & Co., Inc.Morgan Stanley01-10-2019
Christina Renee CloudCharles Schwab & Co., Inc.First Command Brokerage Services, Inc.01-07-2019
Wayne Gustav BrummCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Rebecca Ann HiestandCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Everett K BarneyCharles Schwab & Co., Inc.USAA Investment Services Company01-03-2019
Joshua Joel FloresCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC12-27-2018
Matthew John SchusterCharles Schwab & Co., Inc.Vanguard Marketing Corporation12-24-2018
Akiba Asha ReidCharles Schwab & Co., Inc.NYLIFE Securities LLC12-21-2018
Jonathan Clay TidwellCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC12-20-2018
Kevin Paul JudgeCharles Schwab & Co., Inc.Infinex Investments, Inc.12-19-2018
Shantel Vanestine BrittonCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2018
John Michael EverettCharles Schwab & Co., Inc.Janus Henderson Distributors12-17-2018
Brady Jay ClarCharles Schwab & Co., Inc.Morgan Stanley12-14-2018
Kathryn Marie RodriguezCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-12-2018
Philip Tomwin BaileyCharles Schwab & Co., Inc.Pottle Financial Services, Inc$2512-21-2018
Brian E WootenCharles Schwab & Co., Inc.LPL Financial LLC$2512-20-2018
Spencer Taft PettCharles Schwab & Co., Inc.Morgan Stanley$2512-14-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.