Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
Glenn Michael Demarrais JrCommonwealth Financial NetworkUBS Financial Services Inc.01-03-2019
Patrick Lee MurphyCommonwealth Financial NetworkLenox Advisors, Inc.01-02-2019
Michelle Louise Papa-DinesCommonwealth Financial NetworkCadaret, Grant & Co., Inc.01-02-2019
Paul Calvin AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.01-02-2019
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Jared Vincent HeniginCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC01-02-2019
Jordan Glenn LewisCommonwealth Financial NetworkLPL Financial LLC12-17-2018
Neil Jonathan HoytCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Jeffrey Edward KleinCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Christopher D WernerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2501-02-2019
Sonnet Leath LoftusCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$5001-02-2019
Ursula Robinson DaleyCommonwealth Financial NetworkLPL Financial LLC$5012-17-2018
Rachel Barton RoneyCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
Ursula Daley Jordan LewisCommonwealth Financial NetworkLPL Financial LLC$32512-17-2018

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.