Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Kristen Ann DawsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Jena Lynn SullivanEdward JonesLPL Financial LLC01-07-2019
Joshua Michael ShafferEdward JonesHD Vest Investment Services01-07-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Rian MorrisseyEdward JonesOppenheimerFunds Distributor, Inc.01-03-2019
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
John Paul NordstromEdward JonesCambridge Investment Research Advisors, Inc.12-20-2018
Michelle Lee DubenaEdward JonesCitizens Securities, Inc.12-19-2018
Frank Christopher SardoEdward JonesLPL Financial LLC12-17-2018
Patrick Wayne NorrisEdward JonesThrivent Investment Management Inc.12-17-2018
Suzette Lee McintyreEdward JonesRaymond James Financial Services, Inc.12-17-2018
Robert Nathan WillisonEdward JonesLPL Financial LLC$2512-14-2018

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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