Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brooke Thornton CarpenterLPL Financial LLCFirst Command Financial Planning, Inc.01-11-2019
Brandon Ronald FresardLPL Financial LLCUSAA Investment Management Company01-10-2019
Dana S. BranhamLPL Financial LLCVALIC Financial Advisors, Inc.01-09-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Brian Keith PuddyLPL Financial LLCMML Investors Services, LLC01-07-2019
Stephanie CraigLPL Financial LLCPFS Investments Inc.01-07-2019
Timothy Robert WellmanLPL Financial LLCFirst Heartland Capital, Inc.01-04-2019
Michael Joseph McCarthyLPL Financial LLCKestra Investment Services, LLC01-04-2019
Rebecca Lauren TrachtenbergLPL Financial LLCKestra Investment Services, LLC01-04-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley01-04-2019
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
Mary Ann R. GeeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Josephine BlaffordLPL Financial LLCSantander Securities LLC01-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Peter Perri Jr.LPL Financial LLCCUSO Financial Services, L.P.01-03-2019
Richard R. KulbackiLPL Financial LLCAXA Advisors, LLC01-03-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, Inc.01-02-2019
Michael Richard LobeckLPL Financial LLCCUNA Brokerage Services, Inc.12-21-2018
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Saul Kalu OnyeukuLPL Financial LLCRoyal Alliance Associates, Inc.12-19-2018
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC12-19-2018
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.12-19-2018
Roohi Khan DarugarLPL Financial LLCWaddell & Reed12-19-2018
Next Page »

Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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