Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Jamie Rene HoganRaymond James & Associates, Inc.Caldwell Advisors, LLC01-04-2019
Rhonda B. EdwardsRaymond James & Associates, Inc.Morgan Stanley01-02-2019
Nichola S. AginsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Charles Brissac CosseRaymond James & Associates, Inc.Cosse' International Securities, Inc.12-24-2018
Sharon A. McLeanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.12-20-2018
Steven Jacques BayardelleRaymond James & Associates, Inc.Deutsche Bank Securities Inc.12-19-2018
Matthew J. SzabadRaymond James & Associates, Inc.USAA Investment Management Company12-19-2018
Keith A. KolomichukRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-17-2018
Jackson Robert DilleRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$4812-14-2018
Timothy Shaler SmithRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-11-2019
Claude Michael ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-12-2018
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
William Claude ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-12-2018
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
David Jonathan BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00012-14-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.