Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Steven KoesterRaymond James Financial Services, Inc.AXIO Financial LLC01-10-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Allyn K. HoltRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.01-07-2019
Tiffany Teel HouseRaymond James Financial Services, Inc.BBVA Securities Inc.01-07-2019
Jon Robert HansenRaymond James Financial Services, Inc.Edward Jones01-07-2019
Charles P. StaplesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-07-2019
Mark Everett MccowanRaymond James Financial Services, Inc.Avantax Investment Services, Inc.01-07-2019
David Anthony WeberRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-04-2019
Tiara Deshae KincaidRaymond James Financial Services, Inc.E*TRADE Securities LLC01-04-2019
Blanca T. SalazarRaymond James Financial Services, Inc.UBS Financial Services Inc.01-03-2019
John D. O'KeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Jeffrey R. SmallRaymond James Financial Services, Inc.Wells Nelson & Associates, L.L.C.12-24-2018
Jennifer J. VerscheureRaymond James Financial Services, Inc.IHT Wealth Management LLC12-20-2018
Michael S MannRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated12-19-2018
Peter D. KlockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Nicholas MartinRaymond James Financial Services, Inc.Edward Jones12-14-2018
Leon Ralph RoussoRaymond James Financial Services, Inc.Centaurus Financial, Inc.$2501-04-2019
Derek Andrew WilsonRaymond James Financial Services, Inc.LPL Financial LLC$2512-12-2018
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2019
Jeremy N. WissRaymond James Financial Services, Inc.MML Investors Services, LLC$5001-08-2019
Kenneth Charles LafleurRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.$10001-08-2019
Susan Ann EstepRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10001-04-2019
Paul Andrew SchmitzRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15001-11-2019
Jennifer Kathryn PieronekRaymond James Financial Services, Inc.Stratos Wealth Partners, Ltd$15001-08-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.