Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon D. KehlSecurities America, Inc.Questar Capital Corporation12-11-2018
Carl Overton McBeanSecurities America, Inc.Questar Capital Corporation12-11-2018
Michael Patrick DaughertySecurities America, Inc.Questar Capital Corporation12-11-2018
Elizabeth A. WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
James Edward ClouseSecurities America, Inc.FSC Securities Corporation12-12-2018
Michael Joseph SchanoSecurities America, Inc.Southland Equity Partners, LLC.12-12-2018
Mark Christopher JonesSecurities America, Inc.Questar Capital Corporation12-12-2018
Peter John AiksnorasSecurities America, Inc.Questar Capital Corporation12-13-2018
Brian James HughesSecurities America, Inc.Questar Capital Corporation12-13-2018
Patricia W. LalondeSecurities America, Inc.Questar Capital Corporation12-14-2018
Norma Jean SimsSecurities America, Inc.J.P. Morgan Securities LLC12-14-2018
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation12-17-2018
Michael Craig BucherSecurities America, Inc.Questar Capital Corporation12-18-2018
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Timothy Charles StatesSecurities America, Inc.LifeMark Securities Corp.12-21-2018
Scott Edward FluetSecurities America, Inc.LPL Financial LLC12-21-2018
John Cecil LetzSecurities America, Inc.Royal Alliance Associates, Inc.12-21-2018
Edward Henry RodriguezSecurities America, Inc.Questar Capital Corporation12-26-2018
Cheryl S. GlazerSecurities America, Inc.Questar Capital Corporation12-27-2018
Charles Alexander Lutzow Jr.Securities America, Inc.Questar Capital Corporation$5001-02-2019
John Taylor MorrowSecurities America, Inc.Questar Capital Corporation$2501-02-2019
Robert Ellis PayneSecurities America, Inc.Questar Capital Corporation01-02-2019
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, Inc.$10001-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, Inc.$5001-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, Inc.$2501-03-2019
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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