Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donnie ReynoldsTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Julie Marie Rose HansonTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Eugene Joseph ColliganTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC01-04-2019
Jonathan GerrardTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Thomas L ReidTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.12-19-2018
Stephan Marcus HouseTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.12-19-2018
Emily K HazelrothTIAA-CREF Individual & Institutional Services, LLCFidelity Personal and Workplace Advisors12-19-2018
Savannah ForleoTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley12-19-2018
Jason Travis WojciechowskiTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.12-18-2018
David Douglas OstronicTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC12-18-2018
John LopezTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-13-2018
Michael David RoordaTIAA-CREF Individual & Institutional Services, LLCM&T Securities, Inc.12-13-2018
Brian Thomas CurtisTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-12-2018
Eric Emerson UdvariTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.12-12-2018
Robert Ernest AshtonTIAA-CREF Individual & Institutional Services, LLCFirst Command Brokerage Services, Inc.$2501-04-2019
Anthony J ScolaTIAA-CREF Individual & Institutional Services, LLCInfinex Investments, Inc.$2512-19-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.