Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Warren FehrmannVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC01-08-2019
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
Peter HeidenreichVALIC Financial Advisors, Inc.Allstate Financial Services, LLC12-26-2018
Anthony Joseph DAmicoVALIC Financial Advisors, Inc.Hornor, Townsend & Kent, LLC12-19-2018
Daniel Joseph HarmeyerVALIC Financial Advisors, Inc.CUNA Brokerage Services, Inc.12-17-2018
Benjamin H KoppVALIC Financial Advisors, Inc.MML Investors Services, LLC12-17-2018
Jeremy Ray HannahVALIC Financial Advisors, Inc.TD Ameritrade, Inc.$2512-11-2018
Joseph Edward PuerzerVALIC Financial Advisors, Inc.MWA Financial Services Inc.$5012-19-2018
Raymond Joseph Vivian ChirayathVALIC Financial Advisors, Inc.D.A. Davidson & Co.$15012-21-2018
Brian Robert LauriaVALIC Financial Advisors, Inc.Questar Capital Corporation$15012-12-2018
William Scott WilliamsVALIC Financial Advisors, Inc.Equitable Advisors, LLC$15012-11-2018

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.