Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Aaron RosenbergAbility FirstCapital Executive Solutions01-10-2019
Tiffany Teel HouseRaymond James Financial Services, Inc.BBVA Securities Inc.01-07-2019
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Therese Louise RollinsPackerland Brokerage Services, Inc.LaSalle St. Securities, LLC12-21-2018
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Bryan Aaron WilfonVALIC Financial Advisors, Inc.BBVA Securities Inc.12-17-2018
Thomas Lee HipkeBankers Life Securities, Inc.AXA Advisors, LLC12-12-2018
Douglas Nelson UhlFortune Financial Services, Inc.Royal Alliance Associates, Inc.$101-02-2019
Raj ShekarCitizens Securities, Inc.TD Ameritrade, Inc.$5001-09-2019
Frank A. DemarteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5012-14-2018
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-13-2018
Valerie Ann FishgoldCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$5012-11-2018
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
Sean Riley Ameriprise FinancialWells Fargo Clearing Services$10011-28-2018
David KutzAmeriprise FinancialWells Fargo Advisors$12310-26-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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