Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
Kenneth David EversfieldWestern International Securities, Inc.D.A. Davidson & Co.$8701-11-2019
Kristen Ann DawsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Mark John EnglundIndependent Financial Group, LLCSecurities America, Inc.$101-11-2019
Peter Tsutae MorimotoFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Roy Morgan Elliott Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
John Joseph WelkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-10-2019
Oren M YaccobeCitigroup Global Markets Inc.IDB Capital Corp.01-10-2019
Philip Eric WeisbachCetera Advisor Networks LLCHarbour Investments, Inc.$101-10-2019
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Bahram ShidooshShidoosh Wealth Management LLCUnionBanc Investment Services, LLC01-09-2019
Robert Lane Salamone IISecurities Management & Research, Inc.Cetera Advisors LLC$1001-09-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Jason Allen SteinEP Wealth AdvisorsVanguard Marketing Corporation01-08-2019
Samuel Rodriguez RamosCity National Securities, Inc.UnionBanc Investment Services, LLC01-08-2019
Gilbert Ralph HawkinsLPL Financial LLCQuestar Capital Corporation$1001-07-2019
Gerard Alonzo SingfieldCulture Capital Partners, LLCCharles Schwab & Co., Inc.01-04-2019
Jodi Oyler PadgettIndependent Financial Group, LLCTaylor & Padgett Financial Group LLC$10001-03-2019
John D. KennySavvy Investments & Planning LLCMML Investors Services, LLC01-03-2019
Mary Ann Rendina GeeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Samah Sami NaguibPleasanton WealthCharles Schwab & Co., Inc.01-03-2019
Samundra TimilsinaCsuite Investment LLCWells Fargo Clearing Services, LLC01-03-2019
Tianna Monique McelroyWells Fargo Clearing Services, LLCMorgan Stanley01-03-2019
Jesse Jason DenewethWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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