Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Jeffrey Peter MorandIndependent Financial Group, LLCUnited Planners' Financial Services of America A Limited Partner$4501-03-2019
Rian MorrisseyEdward JonesOppenheimerFunds Distributor, Inc.01-03-2019
Gw W KingKS Retirement Solutions, LLCBrokers International Financial Services, LLC.01-02-2019
John Carl SmithReisen Capital, LLCCharles Schwab Investment Advisory, Inc12-21-2018
James Michael RaineDFPG Investments, Inc.Questar Capital Corporation$7412-20-2018
Connor William ZimmerDiversified Asset Management, Inc.Foresters Financial Services, Inc.12-19-2018
Douglas Adam GerrardThe Leaders Group, Inc.Provenance Wealth Advisors12-14-2018
Justin Carter PritchardApproach Financial PlanningCetera Advisor Networks LLC12-14-2018
Mckenzie Lynn EbbesenBason Asset ManagementHighTower Securities, LLC12-14-2018
Vicki Lynn BoeselRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC12-13-2018
Carroll Marie Adele DannettellCetera Financial Specialists LLCHD Vest Investment Services12-11-2018

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.