Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charlotte Painter PainterJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.01-11-2019
Nickolas Patrick JonesPFS Investments Inc.PFS Investments Inc.01-11-2019
Devonee Lynn KershnerLotusGroup AdvisorsLee Financial Company, LLC01-09-2019
Janet Ohara HealyGWFS Equities, Inc.Fidelity Personal and Workplace Advisors01-08-2019
Terrance Christopher DunphyFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC01-08-2019
Austin HamiltonStifel, Nicolaus & Company, IncorporatedEdward Jones01-08-2019
John Henry GeringerPeak Capital Management, LLCCedrus01-08-2019
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Jacob Eugene DalyGWFS Equities, Inc.SagePoint Financial, Inc.01-07-2019
Christopher Metzger HansonTrevian FinancialTrevian Financial01-07-2019
Luke Austin McCaslinCVA Family Office, LLCBancWest Investment Services, Inc.01-07-2019
David Lynn OwensMaia WealthMML Investors Services, LLC01-07-2019
Rian MorrisseyEdward JonesOppenheimerFunds Distributor, Inc.01-03-2019
Stephen Marc BileyCambria Capital, LLCSpencer Edwards, Inc.01-03-2019
Jeremy Daniel LeeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC01-02-2019
Justin Kenneth KawcakLPL Financial LLCFBL Marketing Services, LLC01-02-2019
Matthew Charles KirbyCambria Capital, LLCSpencer Edwards, Inc.01-02-2019
Gw Wilbur KingKS Retirement Solutions, LLCBrokers International Financial Services, LLC.01-02-2019
Aubrey B. ColemanThe O.N. Equity Sales CompanyFiscal Fitness Clubs12-27-2018
John Carl SmithREISEN CAPITAL, LLCCharles Schwab Investment Advisory, Inc12-21-2018
Kevin Jay AguasCross State Financial Group LLCCue Advisory Services, Inc.12-20-2018
John Michael EverettCharles Schwab & Co., Inc.Janus Henderson Distributors12-17-2018
Douglas Adam GerrardThe Leaders Group, Inc.Provenance Wealth Advisors12-14-2018
Kyle Joseph ZappiaPrincipal Advised ServicesPersonal Capital Advisors Corporation12-14-2018
Justin Carter PritchardApproach Financial PlanningCetera Advisor Networks LLC12-14-2018
Next Page »

Showing 1 to 25 of 38 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.