Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristi Pettit DrewPFS Investments Inc.PFS Investments Inc.01-11-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Everett Andrew WilkersonCapital Investment Advisors, LLCTD Ameritrade, Inc.01-11-2019
Jeanine M. BlackmanWatchdog Capital, LLCWatchdog Capital, LLC01-10-2019
Carla Tara FloratosNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-10-2019
Jarrett S. FriersonInvictus Capital InvestorsInvictus Capital Investors01-09-2019
Philipp BiechtelerJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.01-08-2019
Kenan Anderson GodfreyTransamerica Financial Advisors, IncNYLIFE Securities LLC01-08-2019
Andrew L. DejongWoodstock Financial Group, Inc.SagePoint Financial, Inc.01-08-2019
Michael Richard DavisMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Dillon M. SmithMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Paden DallasMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
Thomas Joseph NeunerIfs SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-07-2019
Janis R. BiggersAtlanta Financial Associates, LLCAtlanta Financial Associates, LLC01-07-2019
Tiara Deshae KincaidRaymond James Financial Services, Inc.E*TRADE Securities LLC01-04-2019
Patrick G. MooreThe Tavenner CompanyFirst Heartland Capital, Inc.01-03-2019
Todd Thomas FricksFortune Financial Services, Inc.Cantella & Co., Inc.01-02-2019
Rhonda B. EdwardsRaymond James & Associates, Inc.Morgan Stanley01-02-2019
Patrick Sturmer PaxtonInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Kenneth J. BellavanceInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Andrew B. CastleberryInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Peter Andrew HeidenreichVALIC Financial Advisors, Inc.Allstate Financial Services, LLC12-26-2018
David Lawrence CraneCentaurus Financial, Inc.Questar Capital Corporation12-18-2018
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.