Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniyal I AhmedProEquities, Inc.AXA Advisors, LLC01-03-2019
Brad M. BurckelCUNA Brokerage Services, Inc.BBVA Securities Inc.12-27-2018
Timothy Robert WellmanLPL Financial LLCFirst Heartland Capital, Inc.01-04-2019
Chad T. MacklandLion Street Financial, LLCMML Investors Services, LLC12-12-2018
Lance Robert BeckmanClearWealthNorthwestern Mutual Investment Services, LLC01-09-2019
Kyle Joseph WeismantelVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC12-17-2018
Tamara Lynn SmithLegacy Financial GroupPeterson Financial Group, Inc.12-13-2018
Shawn Scott LorionU.S. Bancorp Investments, Inc.Prosperity Wealth Management, Inc.01-02-2019
John Cecil LetzSecurities America, Inc.Royal Alliance Associates, Inc.$10012-21-2018
Saul Kalu OnyeukuLPL Financial LLCRoyal Alliance Associates, Inc.$10012-19-2018
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.$10001-02-2019
Jeffrey Michael BaldigoCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.12-18-2018
Joel Dean WorsfoldCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25001-04-2019
Matthew David FriedrichsenCWM, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-04-2019
Jared W. BuchanPrincipal Advised ServicesWilliam & Neil Co.12-17-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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