Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Joseph MuehlnickelAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Nicholas Robert ErwinMutual of Omaha Investor Services, Inc.First Allied Securities, Inc.01-11-2019
Bradley David Dodge IINorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Gary Campbell MartinMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Robert James CullenCitigroup Global Markets Inc.BMO Harris Financial Advisors, Inc.01-10-2019
Artemio Herrera Jr.Charles Schwab & Co., Inc.Morgan Stanley01-10-2019
Samuel S. GutierrezPFS Investments Inc.PFS Investments Inc.01-10-2019
Francisco Javier PonceFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC01-10-2019
Michael David StrasserChicago Partners Investment Group LLCPONDEROSA WEALTH MANAGEMENT01-09-2019
Perry Wayne NafzigerIHT Wealth Management LLCIndependent Financial Partners01-09-2019
David John MckeownPruco Securities, LLC.Thrivent Investment Management Inc.01-08-2019
Jeffrey Warren FehrmannVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC01-08-2019
Janie Catherine StrasserChicago Partners Investment Group LLCPONDEROSA WEALTH MANAGEMENT01-08-2019
Danny DelgadoNational Securities CorporationIfs Securities01-07-2019
Sotirios PappasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Jesse Dean RuppMiller Wealth ManagementWells Fargo Advisors Financial Network, LLC01-05-2019
Jonathan GerrardTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Joshua D. KinneeISTO Advisors, LLCWealth Enhancement Advisory Services, LLC01-04-2019
Andrew PowersVentoux Financial Advisors, LLCTradingBlock01-04-2019
Kevin Carlton HarveyJ.P. Morgan Securities LLCEdward Jones01-03-2019
William Paul ClarkJames T. Borello & Co.Kuhn Wealth Management Inc.01-03-2019
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Crystal M. LanceMidwestern Securities Trading Company, LLCPNC Investments01-02-2019
Dennis G. Dine Jr.Equity Services, Inc.Money Concepts Capital Corp01-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.