Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Campbell MartinMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Robert James CullenCitigroup Global Markets Inc.BMO Harris Financial Advisors, Inc.01-10-2019
Jeffrey Warren FehrmannVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC01-08-2019
Danny DelgadoNational Securities CorporationIFS Securities01-07-2019
James Daniel BlandfordCetera Financial Specialists LLCBlandford Wealth Management, LLC01-04-2019
Andrew PowersVentoux Financial Advisors, LLCTradingBlock01-04-2019
Eric Thomas BreunigWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-03-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Todd William GambitGambit Asset ManagementChicago Partners Investment Group LLC01-02-2019
Dennis G. Dine Jr.Equity Services, Inc.Money Concepts Capital Corp01-02-2019
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Nicole R MeihoferA&O AdvisorsFort Point Capital Partners LLC01-02-2019
Jesse Dean RuppPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC01-02-2019
Charles Anthony TruhlarBrooklight Place Securities, Inc.Interactive Financial Advisors12-26-2018
Mark Alan McDonaldThrivent Investment Management Inc.Capital Analysts12-18-2018
Jordan Glenn LewisCommonwealth Financial NetworkLPL Financial LLC12-17-2018
Ronald Eugene MillerMiller Wealth ManagementWells Fargo Advisors Financial Network, LLC12-15-2018
Anthony James KratofilVital Wealth Management, LLCCharles Schwab & Co., Inc.12-14-2018
Nicholas E OlmsteadPackerland Brokerage Services, Inc.MML Investors Services, LLC12-13-2018
Patrick Anthony QuinnJ.P. Morgan Securities LLCLPL Financial LLC12-11-2018
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Meredith S. FergusonPrincipal Securities, Inc.MWA Financial Services Inc.$2501-08-2019
Scott Michael WeinsteinAmeritas Investment Corp.The O.N. Equity Sales Company$2501-02-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$5001-11-2019
Charles Alexander Lutzow Jr.Securities America, Inc.Questar Capital Corporation$5001-02-2019
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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