Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan T. BensenOneAmerica Securities, Inc.MML Investors Services, LLC01-10-2019
James Nicholas VolpeArcher Investment CorporationAvantax Investment Services, Inc.01-09-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Kent Edmund SipeAllstate Financial Services, LLCPruco Securities, LLC.01-08-2019
Robert Joseph DalzellIndie Asset Partners, LLCWells Fargo Clearing Services, LLC01-04-2019
Danielle Lee HelfrichCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Rebecca Ann HiestandCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Justin Malcolm BurseLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC01-03-2019
Erich Halden StoutValeo Financial Advisors, LLCColumn Capital Advisors, LLC01-03-2019
Brianna Marie GoodenInfinex Investments, Inc.Wells Fargo Clearing Services, LLC01-02-2019
Sarah Margaret LittleColumn Capital Advisors, LLCCharles Schwab & Co., Inc.01-02-2019
William D GreenOxinas Partners Wealth ManagementJ.J.B. Hilliard, W.L. Lyons, LLC01-02-2019
Lynne Ellen RuleKey Investment Services LLCThe Huntington Investment Company12-24-2018
Michael Richard LobeckLPL Financial LLCCUNA Brokerage Services, Inc.12-21-2018
Cresta L ClawsonWoodbury Financial Services, Inc.Thrivent Investment Management Inc.12-19-2018
Clayton Anderson PyferLPL Financial LLCWells Fargo Clearing Services, LLC12-19-2018
Robert LanePNC InvestmentsCetera Investment Services LLC12-18-2018
Gordon Leonard BryanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-18-2018
Bethany YoungsJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.12-14-2018
Norma Jean SimsSecurities America, Inc.J.P. Morgan Securities LLC12-14-2018
Diane Michelle AshtonPruco Securities, LLC.The O.N. Equity Sales Company12-12-2018
Eugene Christopher Ylo IVLakeside Wealth Management Group, LLCStrategic Financial Group, LLC12-12-2018
Daniel Alan ShepardAmeriprise Financial Services, LLCMML Investors Services, LLC12-11-2018
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC$101-07-2019
Charles Eugene WilliamsAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$1001-02-2019
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.