Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Erwin StoneOneAmerica Securities, Inc.Hornor, Townsend & Kent, LLC01-11-2019
Kyle William AndersonNorthwestern Mutual Investment Services, LLCAscensus Broker Dealer Services, LLC01-10-2019
Ethan Thomas PaceThe Retirement Planning Group, Inc.Northwestern Mutual Investment Services, LLC01-10-2019
Michael Remer HammersmithHeartland Wealth Strategies LLCAmeritas Investment Company, LLC01-10-2019
Steven Brian BrownGWFS Equities, Inc.Edward Jones01-09-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Travis Dean KnightCreative PlanningBKD Wealth Advisors, LLC01-07-2019
Cole Gerard TrippCreative PlanningWaddell & Reed01-07-2019
Kathryn Michele AlexanderCommunityAmerica Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Thomas Eugene DingmanClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Joseph Reid GillelandClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Jeremy R. MyrumCreative PlanningWealth Enhancement Brokerage Services, LLC01-02-2019
Sean Christopher DevlinFidelity Brokerage Services LLCClient One Securities LLC12-13-2018
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
Robert Henry KelloggChange Path LLCNuance Investments, LLC12-13-2018
Shirley D. SkoloutAvantax Investment Services, Inc.Nationwide Securities, LLC12-12-2018
Ray A PickettCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Harris Kendall Clark Jr.Stifel, Nicolaus & Company, IncorporatedStifel, Nicolaus & Company, Incorporated$5001-04-2019
John Charles Browne Jr.LPL Financial LLCStifel, Nicolaus & Company, Incorporated$9012-11-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.