Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana S. BranhamLPL Financial LLCVALIC Financial Advisors, Inc.$101-09-2019
Katherine Adelle RippeThe O.N. Equity Sales CompanyOneAmerica Securities, Inc.01-09-2019
Dennis Frank GrothausLincoln Financial Securities CorporationAllstate Financial Services, LLC$2501-08-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Byron Clyde KauffmanLPL Financial LLCSignator Investors, Inc.12-17-2018
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC$1,00012-13-2018
James Edward ClouseSecurities America, Inc.FSC Securities Corporation$112-12-2018
Michael Joseph SchanoSecurities America, Inc.Southland Equity Partners, LLC.12-12-2018
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.$112-11-2018
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22009-25-2018

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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