Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Francis ScribnerKestra Investment Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Charles Albert Logue IIIMML Investors Services, LLCUBS Financial Services Inc.01-11-2019
Matthew SmolkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC01-11-2019
Jared S. CottonCitizens Securities, Inc.Fidelity Brokerage Services LLC01-09-2019
Colleen M. CannySantander Securities LLCJ.P. Morgan Securities LLC01-08-2019
Kyle B. CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Personal Financial Services, LLC01-08-2019
Blerina SinojmeriSantander Securities LLCCitizens Securities, Inc.01-04-2019
Grant Wise ParisiNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-04-2019
Christopher Neil SutherlandAppleton Partners, Inc.TIAA-CREF Individual & Institutional Services, LLC01-03-2019
Kyle William LortieAppleton Partners, Inc.RBC Capital Markets, LLC01-03-2019
Robert Joseph ObermeierMHA Financial CorpMHA Financial Corp01-02-2019
Ramses LosierBrokers International Financial Services, LLC.Pruco Securities, LLC.01-02-2019
Daniel Joseph NortonAXA Advisors, LLCCitizens Securities, Inc.01-02-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Samuel StarrWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Kelly Patricia LevangieWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Eric Robert DeanAXA Advisors, LLCHornor, Townsend & Kent, LLC12-21-2018
John H Reid IVKeenan FinancialPark Avenue Securities LLC12-20-2018
Jason Travis WojciechowskiTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.12-18-2018
Jack Edward VadnaisLPL Financial LLCCUSO Financial Services, L.P.12-18-2018
Anthony BoltLPL Financial LLCSantander Securities LLC12-18-2018
Steven Anthony TommasoneAscensus Broker Dealer Services, LLCLPL Financial LLC12-18-2018
Wesley Joseph McGuginCitizens Securities, Inc.PNC Investments12-17-2018
George Michael LaventureNYLIFE Securities LLCFirst Command Financial Planning, Inc.12-14-2018
Beverly Ann RodrigueNorth American Management CorpLake Street Advisors12-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.