Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth M. PumphreyLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Mary Ellen HammondLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Luke E. KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Laura Dean PerkinsWells Fargo Advisors Financial Network, LLCMorgan Stanley01-08-2019
Joseph H. EvansPLANNING SOLUTIONS GROUP, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Mark Thomas HumphriesSentinel Financial Planning, LLCInternational Money Management Group, Inc.01-02-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
Geoffrey Adam FlandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.12-19-2018
Richard M. Appling IIICUNA Brokerage Services, Inc.BB&T Securities, LLC12-18-2018
Mandar A. BhaveMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2018
Bonnie Kay BaileyCWM, LLCCetera Advisor Networks LLC12-11-2018
Stanley Anthony Kosack IIIAmeriprise Financial Services, LLCBLU Collar Wealth Management LLC$1001-02-2019
John Maddison McNeilH. Beck, Inc.I-Bankers Direct, LLC$1012-13-2018
Ira Gerald Turpin Jr.LPL Financial LLCSummit Brokerage Services, Inc.$1012-12-2018
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2501-11-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Danny EmbreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$2512-13-2018
Ann Young FenwickKestra Investment Services, LLCKestra Investment Services, LLC$10001-07-2019
Diane Marie MuhlerSecurian Financial Services, Inc.SunTrust Investment Services, Inc.$15012-27-2018

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.