Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hiawatha Nicely IIIFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Donnie ReynoldsTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Brooke Thornton CarpenterLPL Financial LLCFirst Command Financial Planning, Inc.01-11-2019
Nathaniel BrownJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.01-11-2019
Sarah C. StricklandCarroll Financial Associates IncPROSPERITY CAPITAL GROUP, INC.01-10-2019
Christopher Ralph BakerCarroll Financial Associates IncPROSPERITY CAPITAL GROUP, INC.01-10-2019
Curtis Randall ByrdHilltop Wealth Advisors, LLCFulbright Financial Consulting, PA01-10-2019
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
Debra Jeanne CarmodyIntegrated Financial Strategies, LLCCapital Investment Group, Inc.01-08-2019
Henry Edward Winslett IIIJ.P. Morgan Securities LLCWells Fargo Securities, LLC01-07-2019
Devonda Arkell BarnesGradient Securities, LLCThe O.N. Equity Sales Company01-07-2019
Michael Thomas HollowayCook Wealth Management Group LLCLPL Financial LLC01-07-2019
Derek T. WilliamsCook Wealth Management Group LLCFidelity Personal and Workplace Advisors01-07-2019
Robert Clinton Scholes JrCook Wealth Management Group LLCPark Avenue Securities LLC01-07-2019
Nicholas M. LoeperFirst Citizens Investor Services, Inc.J.P. Morgan Securities LLC01-04-2019
Howard Rivers Jacobs IIIPruco Securities, LLC.First Command Financial Planning, Inc.01-03-2019
Andrew James OrtizUBS Financial Services Inc.Vanguard Marketing Corporation01-03-2019
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, LLC01-02-2019
Stewart Ratliff PopeCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2019
Matt Fletcher RobertsCambridge Investment Research, Inc.Royal Alliance Associates, Inc.01-02-2019
Nichola S. AginsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Philip Shaun GibsonCarroll Financial Associates IncELATION WEALTH LLC01-02-2019
David Ryan DroppoAtlas Wealth Advisors LLCAtlas Wealth Advisors LLC01-02-2019
Stanley DylUnited Capital Financial AdvisersDAVIDSON CAPITAL12-27-2018
Michael David ClarkFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.12-24-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.