Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brooke Thornton CarpenterLPL Financial LLCFirst Command Financial Planning, Inc.01-11-2019
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
Devonda Arkell BarnesGradient Securities, LLCThe O.N. Equity Sales Company01-07-2019
Henry Edward Winslett IIIJ.P. Morgan Securities LLCWells Fargo Securities, LLC01-07-2019
Howard Rivers Jacobs IIIPruco Securities, LLC.First Command Financial Planning, Inc.01-03-2019
Rebecca Weldon MonishRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Sherrill Franklin Young IIIRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Carl Vernon Cline IIIRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Matt Fletcher RobertsCambridge Investment Research, Inc.Royal Alliance Associates, Inc.01-02-2019
Debra Jeanne CarmodyFortune Financial Services, Inc.Capital Investment Group, Inc.01-02-2019
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, Inc.01-02-2019
Sherrill Franklin Young Jr.Raymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Michael David ClarkFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.12-24-2018
Christopher W CercyFierce Financial Group LLCRetirement Wealth Advisors, Inc.12-21-2018
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Joel Dermont AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC12-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Suzette Lee McIntyreEdward JonesRaymond James Financial Services, Inc.12-17-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-14-2018
Thomas John CamaVerity Investments, Inc.Muriel Siebert & Co., Inc.$1001-04-2019
Jason RerichaAPW Capital, Inc.YellowWood Wealth Solutions, LLC$1201-11-2019
Les Walker WatsonAPW Capital, Inc.YellowWood Wealth Solutions, LLC$10001-11-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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