Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Frederick Raymond StubbsSummit Financial, LLCPurshe Kaplan Sterling Investments01-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
John Daniel O'KeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Richard David FontanaPrivate Advisor Group, LLCIndependent Financial Partners12-26-2018
Matthew Ryan HaerrPrivate Advisor Group, LLCIndependent Financial Partners12-24-2018
Chad Quinn PorzigHD Vest Investment ServicesPFS Investments Inc.12-21-2018
Peter John DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
James Francis KruseNYLIFE Securities LLCPNC Investments12-17-2018
Louis Michael MeloneFirst Standard Financial Company LLCTFS Securities, Inc.12-17-2018
Jimmy ChengFarmers Financial Solutions, LLCAllstate Financial Services, LLC$101-10-2019
Edward Martin Domanico Jr.Hornor, Townsend & Kent, LLCInvestacorp, Inc.$112-13-2018
Eric William LathropAPW Capital, Inc.Purshe Kaplan Sterling Investments$101-02-2019
Willard David Moore Jr.APW Capital, Inc.Purshe Kaplan Sterling Investments$101-02-2019
Gennaro CostigliolaAllstate Financial Services, LLCQuest Capital Strategies, Inc.$112-11-2018
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
John Howard ChapelAPW Capital, Inc.Purshe Kaplan Sterling Investments$1701-02-2019
Steven Michael SilverthorneHD Vest Investment ServicesMorgan Stanley$2501-10-2019
James Herbert Hunt IVAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
John Charles Von NessenCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Martin Robert NielsenAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Next Page »

Showing 1 to 25 of 35 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.