Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc$5012-19-2018
Peter B. Maroney Jr.UBS Financial Services Inc.AllianceBernstein L.P.01-02-2019
Vincent Jerome CamardaTraderfield Securities Inc.American Portfolios Financial Services, Inc.$10001-09-2019
Joseph Edward StorzingerTraderfield Securities Inc.American Portfolios Financial Services, Inc.$1001-09-2019
James Edward McArthurTraderfield Securities Inc.American Portfolios Financial Services, Inc.01-09-2019
David Michael KopycSecurities Service Network, LLCAmeritas Investment Company, LLC01-02-2019
James Thomas CoxSecurities Service Network, LLCAmeritas Investment Company, LLC01-02-2019
Jay L NathanLPL Financial LLCAvantax Investment Services, Inc.12-14-2018
Eric Brady LubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-07-2019
Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$101-07-2019
Andrew ClarkeJ.P. Morgan Securities LLCAXA Advisors, LLC01-03-2019
Rhonda Joy SchwartzPark Avenue Securities LLCAXA Advisors, LLC12-21-2018
Jacob Siano WhalenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-18-2018
Andrew DinardoAmeriprise Financial Services, LLCAXA Advisors, LLC12-17-2018
Robert Daniel PerkinsLeigh Baldwin & Co., LLCAXA Advisors, LLC12-14-2018
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Neil Jonathan HoytCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Jeffrey Edward KleinCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Rachel Barton RoneyCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
Michelle Louise Papa-DinesCommonwealth Financial NetworkCadaret, Grant & Co., Inc.01-02-2019
Paul Calvin AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.01-02-2019
Sonnet Leath LoftusCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$5001-02-2019
Charmaine Valois KaesPeak Brokerage Services, LLCCambridge Investment Research, Inc.01-03-2019
Matthew Timothy MeagherCadaret, Grant & Co., Inc.Cambridge Investment Research, Inc.01-02-2019
David Charles QuickSecurities America, Inc.Cambridge Investment Research, Inc.$5012-18-2018
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.