Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry TopolanskiAllstate Financial Services, LLCLPL Financial LLC12-14-2018
Anthony Raymond CroceAltium Wealth Management LLCInvestmark Advisory Group LLC12-21-2018
Peter Thomas LawrenceAmerican Portfolios Financial Services, Inc.Questar Capital Corporation01-08-2019
Alexander ZingerAmerican Portfolios Financial Services, Inc.Independent Financial Group, LLC12-20-2018
Stephen Ira GilbergAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$5012-14-2018
Eric Travis RoarkAmeriprise Financial Services, LLCOppenheimer & Co. Inc.12-26-2018
Andrew DinardoAmeriprise Financial Services, LLCAXA Advisors, LLC12-17-2018
William Benjamin GreenmanAXA Advisors, LLCCetera Advisors LLC12-21-2018
Orrie I. ElbaumAXA Advisors, LLCHSBC Securities (USA) Inc.12-20-2018
Joseph Ifeng TingAXA Advisors, LLCMML Investors Services, LLC12-18-2018
Gregory Howard ScozzariBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Gregg Scott LicksteinCadaret, Grant & Co., Inc.SagePoint Financial, Inc.01-09-2019
Michelle Denise WerthCadaret, Grant & Co., Inc.Putnam Retail Management Limited Partnership01-02-2019
Matthew Timothy MeagherCadaret, Grant & Co., Inc.Cambridge Investment Research, Inc.01-02-2019
Louis Matthew LevyCetera Advisor Networks LLCNorth Ridge Securities Corp.01-11-2019
Jordan Ezequiel MaldonadoCharles Schwab & Co., Inc.J.P. Morgan Securities LLC01-04-2019
Edie Lynn GoldsteinChelsea Financial ServicesNext Financial Group, Inc.01-10-2019
John Habib Hobika Jr.Citizens Securities, Inc.M&T Securities, Inc.01-07-2019
Glenn Michael Demarrais JrCommonwealth Financial NetworkUBS Financial Services Inc.01-03-2019
Neil Jonathan HoytCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Jeffrey Edward KleinCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Rachel Barton RoneyCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
Michelle Louise Papa-DinesCommonwealth Financial NetworkCadaret, Grant & Co., Inc.01-02-2019
Paul Calvin AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.01-02-2019
Sonnet Leath LoftusCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$5001-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.