Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Joseph SeymourThe Benchmark Company, LLCSeymour Asset Management LLC12-11-2018
Steven NoceMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.12-11-2018
Jennifer TuJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-12-2018
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Michael David RoordaTIAA-CREF Individual & Institutional Services, LLCM&T Securities, Inc.12-13-2018
David Lance AlvarezMorgan StanleySilver Leaf Partners, LLC12-13-2018
Vahe L. StepanianJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.12-14-2018
Christian TateoWoodbury Financial Services, Inc.MML Investors Services, LLC$5012-14-2018
Jay L NathanLPL Financial LLCAvantax Investment Services, Inc.12-14-2018
Stephen Ira GilbergAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$5012-14-2018
Robert Daniel PerkinsLeigh Baldwin & Co., LLCAXA Advisors, LLC12-14-2018
Eric Jordan LiptonNYLIFE Securities LLCQuest Capital Strategies, Inc.12-14-2018
Larry TopolanskiAllstate Financial Services, LLCLPL Financial LLC12-14-2018
Michael Patrick SchifferWells Fargo Clearing Services, LLCMorgan Stanley$2512-14-2018
Kent Anthony ThomsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
David Christopher BrownCUNA Brokerage Services, Inc.TD Ameritrade, Inc.12-17-2018
Andrew DinardoAmeriprise Financial Services, LLCAXA Advisors, LLC12-17-2018
Robert Walter McIntoshFSC Securities CorporationLPL Financial LLC12-17-2018
Benjamin H. KoppVALIC Financial Advisors, Inc.MML Investors Services, LLC12-17-2018
Aaron Louis ZisesHighTower Securities, LLCU.S. Bancorp Investments, Inc.$15012-17-2018
John Gerard NicosiaLPL Financial LLCRoyal Alliance Associates, Inc.12-18-2018
David Charles QuickSecurities America, Inc.Cambridge Investment Research, Inc.$5012-18-2018
Nicole J HardingSecurities America, Inc.Cambridge Investment Research, Inc.12-18-2018
Joseph Ifeng TingAXA Advisors, LLCMML Investors Services, LLC12-18-2018
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.