Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Alexander ZingerAmerican Portfolios Financial Services, Inc.Independent Financial Group, LLC12-20-2018
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Anthony LanfranchiSantander Securities LLCPHX Financial, Inc.01-11-2019
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc12-19-2018
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Calvin John KlemmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNovem Group12-19-2018
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Charmaine Valois KaesPeak Brokerage Services, LLCCambridge Investment Research, Inc.01-03-2019
Christian TateoWoodbury Financial Services, Inc.MML Investors Services, LLC12-14-2018
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Daniel ChisenaJ.P. Morgan Securities LLCMML Investors Services, LLC01-10-2019
David Lance AlvarezMorgan StanleySilver Leaf Partners, LLC12-13-2018
David Michael KopycSecurities Service Network, LLCAmeritas Investment Corp.01-02-2019
Ekaterini FerentinosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Erasmo Radhames SosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Eric Brady Lubin, Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-07-2019
Eric Travis RoarkAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-26-2018
Erica Alicia PeayMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-19-2018
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Glenn Michael Demarrais JrCommonwealth Financial NetworkUBS Financial Services Inc.01-03-2019
Glenn Ott MohrmanJ.P. Morgan Securities LLCPatrick Capital Markets, LLC$15001-09-2019
Gregg Scott LicksteinCadaret, Grant & Co., Inc.SagePoint Financial, Inc.01-09-2019
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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