Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Louis ZisesHighTower Securities, LLCU.S. Bancorp Investments, Inc.$15012-17-2018
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Alexander ZingerAmerican Portfolios Financial Services, Inc.Independent Financial Group, LLC12-20-2018
Alexandra Elizabeth McDowallPurshe Kaplan Sterling InvestmentsKey Investment Services LLC01-02-2019
Alfonso Lucio VigliottiLiberty Associates, Inc.TradingBlock$7601-03-2019
Andrew ClarkeJ.P. Morgan Securities LLCAXA Advisors, LLC01-03-2019
Andrew DinardoAmeriprise Financial Services, LLCAXA Advisors, LLC12-17-2018
Andrew Spencer HatcherMorgan StanleyWells Fargo Clearing Services, LLC01-04-2019
Angela PandalenoNYLIFE Securities LLCPark Avenue Securities LLC$1001-08-2019
Anthony LanfranchiSantander Securities LLCPHX Financial, Inc.01-11-2019
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Anthony Raymond CroceAltium Wealth Management LLCInvestmark Advisory Group LLC12-21-2018
Benjamin H. KoppVALIC Financial Advisors, Inc.MML Investors Services, LLC12-17-2018
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc$5012-19-2018
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Calvin John KlemmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNovem Group12-19-2018
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Charmaine Valois KaesPeak Brokerage Services, LLCCambridge Investment Research, Inc.01-03-2019
Christian Keichi NoscheseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Christian TateoWoodbury Financial Services, Inc.MML Investors Services, LLC$5012-14-2018
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Curtis Andrew TerkuileMorgan StanleyWells Fargo Clearing Services, LLC$1,00001-04-2019
Dan LampropoulosLebenthal Financial Services, Inc.Principal Securities, Inc.01-02-2019
Daniel ChisenaJ.P. Morgan Securities LLCMML Investors Services, LLC01-10-2019
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.