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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis Andrew TerkuileMorgan StanleyWells Fargo Clearing Services, LLC$1,00001-04-2019
Mark Laing LichtenfeldPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$83201-09-2019
Rachel Barton RoneyCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
Glenn Ott MohrmanJ.P. Morgan Securities LLCPatrick Capital Markets, LLC$15001-09-2019
William Michael MeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-02-2019
Aaron Louis ZisesHighTower Securities, LLCU.S. Bancorp Investments, Inc.$15012-17-2018
Roger Allan BastianJ.W. Cole Financial, Inc.The Investment Center, Inc.$13101-03-2019
Vincent Jerome CamardaTraderfield Securities Inc.American Portfolios Financial Services, Inc.$10001-09-2019
Alfonso Lucio VigliottiLiberty Associates, Inc.TradingBlock$7601-03-2019
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Sonnet Leath LoftusCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$5001-02-2019
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc$5012-19-2018
David Charles QuickSecurities America, Inc.Cambridge Investment Research, Inc.$5012-18-2018
Christian TateoWoodbury Financial Services, Inc.MML Investors Services, LLC$5012-14-2018
Stephen Ira GilbergAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$5012-14-2018
Roxanne D. McElroyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2501-11-2019
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Paul John DesantisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-07-2019
Neil Jonathan HoytCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Jeffrey Edward KleinCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Michael Thomas GilmartinLifeMark Securities Corp.J. W. Cole Advisors, Inc.$2501-02-2019
Michael Patrick SchifferWells Fargo Clearing Services, LLCMorgan Stanley$2512-14-2018
Louise Frances ColemanNational Securities CorporationFSC Securities Corporation$1001-11-2019
Joseph Edward StorzingerTraderfield Securities Inc.American Portfolios Financial Services, Inc.$1001-09-2019
Angela PandalenoNYLIFE Securities LLCPark Avenue Securities LLC$1001-08-2019
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.