Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Michael DuvallCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Andrew Richard StaleyCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Christopher James DebeikesCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Alexander Ostergard KriderAvier Wealth AdvisorsHornor, Townsend & Kent, LLC01-10-2019
William Henry Leder Jr.Cascadia Advisory Services, LLCSecurity First Advisors01-10-2019
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Lori Jean EllingsonLion Street Financial, LLCVoya Financial Advisors, Inc.01-09-2019
Jihun YoonMML Investors Services, LLCAXA Advisors, LLC01-04-2019
James M TaylorCable Hill Partners, LLCVersant Capital Management, Inc.12-26-2018
Dawn Edythe CampbellMadrona Financial Services, LLCColorado Financial Service Corporation12-21-2018
Kristen E KestelMercer Global Advisors Inc.Sigma Investment Management Company12-20-2018
Michael Joseph FreilingMercer Global Advisors Inc.SIGMA INVESTMENT MANAGEMENT COMPANY12-20-2018
Matthew William SheetsMercer Global Advisors Inc.SIGMA INVESTMENT MANAGEMENT COMPANY12-20-2018
Harmon Pao Wang LaurinMercer Global Advisors Inc.SIGMA INVESTMENT MANAGEMENT COMPANY12-19-2018
Jakob AzevedoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-18-2018
Eric Parker SnellTD Ameritrade Investment Management, LLCFisher Investments12-14-2018
Eric Russell LochnerCable Hill Partners, LLCBEACON ROCK PARTNERS12-14-2018
Michael Patrick HirteLPL Financial LLCJ.P. Morgan Securities LLC12-13-2018
Michael Eric JohnsonUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC$2501-07-2019
Joshua Warren TschirgiIndependent Financial Group, LLCClient One Securities LLC$2501-02-2019
Christopher D. WernerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2501-02-2019
Lyn Florence BoeningCetera Advisor Networks LLCCetera Advisor Networks LLC$2501-02-2019
Jeffrey Daniel HolmanLPL Financial LLCParkland Securities, LLC$5012-14-2018
Robert Joseph CaldwellPrice Financial Group Wealth ManagementFSC Securities Corporation$5012-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.