Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Marc GoldmanSuccess Wealth Management, LLCForest Securities, Inc.01-11-2019
Gregory Scott RobinsonLincoln Financial Securities CorporationLincoln Investment$101-11-2019
Joseph Crawford PaulChapin, DavisCresap, Inc.$10001-09-2019
Kendra Elizabeth KlahrWells Fargo Clearing Services, LLCSantander Securities LLC01-09-2019
Veronica Ann MaloneVoya Financial Advisors, Inc.Principal Securities, Inc.01-09-2019
Brandon Michael RosenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2019
Derrick J. ArnoldCitizens Securities, Inc.CUSO Financial Services, L.P.01-07-2019
Andrew Albert Koch Jr.American Portfolios Financial Services, Inc.HD Vest Investment Services$101-04-2019
Bryan Michael MccloskeyRevisionist Wealth Advisors, LLCProsperity Economics Partners, LLC01-02-2019
Charles Richard KorgerAreteCarson Choice Retirement Solutions, Inc.01-02-2019
Darin Boyer WassmannTriad Advisors LLCIndependent Financial Partners$3801-02-2019
Michael Anthony ScavulloSolebury Asset Management LLCSummit Financial Group Inc01-02-2019
Cheryl S GlazerSecurities America, Inc.Questar Capital Corporation$2512-27-2018
Jason A SnipeOdyssey Capital Advisors Inc.Saxony Securities, Inc.12-27-2018
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Kevion Lamar LathamGreenRose Wealth Management, LLCSignify Wealth LLC12-21-2018
Kimberly Ann SantarsieroLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-19-2018
Paul Joseph Curcio Jr.Santander Securities LLCCitizens Securities, Inc.$112-19-2018
Thomas Michael ArnotCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$15012-19-2018
Michael Craig BucherSecurities America, Inc.Questar Capital Corporation$5012-18-2018
Brendan Christopher DooleyMeaningful Wealth Management LLCAmeriprise Financial Services, Inc.12-17-2018
Gregory Charles KeilAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.12-17-2018
Mark EnriquezStifel Nicolaus & Co.Morgan Stanley Wealth Management$14012-14-2018
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10012-14-2018
Patricia W LalondeSecurities America, Inc.Questar Capital Corporation$112-14-2018
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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