Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mariette Denise Luchini-JacobsonHD Vest Investment Services1st Global Capital Corp.12-12-2018
Lawrence David SilvermanAmeriprise Financial Services, Inc.360 Wealth Management, LLC$1001-11-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-11-2019
Victoria Albaugh ReedWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5001-10-2019
Cynthia M. MichelPruco Securities, LLC.Allstate Financial Services, LLC12-13-2018
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, Inc.$5001-11-2019
John Eric Moore Jr.Sigma Financial CorporationAmeriprise Financial Services, Inc.12-17-2018
Ryan C. WaltonCetera Advisors LLCAmeriprise Financial Services, Inc.12-13-2018
Trevor Landry ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2018
Andrew Kyle BennettSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.01-03-2019
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Ricardo Medinilla Medinilla GutierrezRegulus Advisors, LLCEdward Jones01-02-2019
Jeffrey Brant OwensHouston Wealth Advisers, LLC.ELE Advisory Services, LLC01-02-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-07-2019
Landon Allen MarxLPL Financial LLCFidelity Brokerage Services LLC12-11-2018
Javier I. Ajjam AltimariOppenheimer & Co. Inc.Global Financial Services, LLC12-14-2018
Barbara Elizabeth LeonardLPL Financial LLCHD Vest Investment Services12-12-2018
Anthony Joseph D'AmicoVALIC Financial Advisors, Inc.Hornor, Townsend & Kent, LLC12-19-2018
Angela Christine DuraniOmniFunds LLCIOMNIVEST LLC12-20-2018
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-11-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Jaquelin O. YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
Erik E. AndersenDriftwood Capital, LLCJ.P. Morgan Securities LLC12-19-2018
Justin David DockterTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC12-17-2018
Zimbabwe Malik BarnesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-14-2018
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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