Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence David SilvermanAmeriprise Financial Services, LLCAdvisor Resource Council$1001-11-2019
Amy Gail LegateAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Divia E. CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC01-10-2019
Victoria Albaugh ReedWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5001-10-2019
Amaryllis Gaye MullinsAllstate Financial Services, LLCAllstate Financial Services, LLC01-04-2019
Cynthia M. MichelPruco Securities, LLC.Allstate Financial Services, LLC12-13-2018
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, LLC$5001-11-2019
Scott A. GeorgeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC12-17-2018
John Eric Moore Jr.Sigma Financial CorporationAmeriprise Financial Services, LLC$15012-17-2018
Ryan C. WaltonCetera Advisors LLCAmeriprise Financial Services, LLC$5012-13-2018
Troy Adam CookInstitute For Wealth Advisors, Inc.Armstrong Dixon12-21-2018
Kathryn Ann AllenTrinity Portfolio Advisors, LLCAspen Wealth Management12-18-2018
Cynthia Jane LovelyAvantax Investment Services, Inc.Avantax Investment Services, Inc.01-02-2019
Barbara Elizabeth LeonardLPL Financial LLCAvantax Investment Services, Inc.12-12-2018
Trevor Landry ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2018
Harold John Gordon IIIJ.P. Morgan Securities LLCAXA Advisors, LLC12-14-2018
Theodore Vladimir BaracBarac Capital Management, LLCBarac Capital Management, LLC01-03-2019
Patrick Kenneth BurdickCapital Advisors, Inc.Belpointe Asset Management LLC01-02-2019
Charles Riley ConstantConstant Wealth Management, LLCConstant Wealth Management, LLC01-09-2019
James Worth Schaeffer Jr.Constant Wealth Management, LLCConstant Wealth Management, LLC01-09-2019
Alicia Kay KnapeCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$1012-11-2018
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Michael A. SmithQuestar Capital CorporationEdward Jones01-07-2019
Karissa Megan HarrisBBVA Securities Inc.Edward Jones01-02-2019
Ricardo Medinilla Medinilla GutierrezRegulus Advisors, LLCEdward Jones01-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.