Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-11-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-11-2019
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Management Company01-10-2019
Brandon Ronald FresardLPL Financial LLCUSAA Investment Management Company01-10-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Vanessa Renee FaisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC01-10-2019
David Archer HinesPruco Securities, LLC.Park Avenue Securities LLC01-09-2019
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-07-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley01-04-2019
Robert King Harrell IIHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Christopher Mark RorieEquity Services, Inc.Questar Capital Corporation01-03-2019
Andrew Kyle BennettSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.01-03-2019
Julie Allen GuytonChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Gregory Scott KalbChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
David Lee StevensChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Jeffrey Brant OwensHouston Wealth Advisers, LLC.ELE Advisory Services, LLC01-02-2019
Ricardo Medinilla Medinilla GutierrezRegulus Advisors, LLCEdward Jones01-02-2019
Jaquelin O. YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Angela Christine DuraniOmniFunds LLCIOMNIVEST LLC12-20-2018
Erik E. AndersenDriftwood Capital, LLCJ.P. Morgan Securities LLC12-19-2018
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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