Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christina Louise PierceJ.P. Morgan Securities LLCUBS Financial Services Inc.01-11-2019
Joshua A. BlackFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-11-2019
Amy Gail LegateAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Thomas Lawrence BrownRJ Capital LLCRJ CAPITAL, LLC01-11-2019
Kevin Thien NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Management Company01-10-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Brandon Ronald FresardLPL Financial LLCUSAA Investment Management Company01-10-2019
Deborah Waynell AndrewsCetera Advisors LLCQuestar Capital Corporation01-10-2019
Philip L. MuradPFS Investments Inc.PFS Investments Inc.01-10-2019
Matthew Leigh RobertsonWise Investment ManagementMorgan Stanley01-10-2019
George Christopher LawrenceLEI Wealth Management, LLCLEI Wealth Management, LLC01-10-2019
Divia E. CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC01-10-2019
Vanessa Renee FaisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC01-10-2019
Shaun Marshall TaylorJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2019
David Archer HinesPruco Securities, LLC.Park Avenue Securities LLC01-09-2019
Cicely Raechelle JaubertTD Ameritrade Investment Management, LLCMorgan Stanley01-09-2019
Lance Wayne RiddleOptimalFolios, LLCOptimalFolios, LLC01-09-2019
Robert Willing RyanRWR Investments LLCRWR Investments LLC01-09-2019
Charles Riley ConstantConstant Wealth Management, LLCConstant Wealth Management, LLC01-09-2019
James Worth Schaeffer Jr.Constant Wealth Management, LLCConstant Wealth Management, LLC01-09-2019
Lawrence Robert OliverProsperity First Wealth ManagementProsperity First Wealth Management01-09-2019
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Christopher R. PerkinsInfinex Investments, Inc.Wells Fargo Clearing Services, LLC01-08-2019
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.