Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, Inc.$50001-11-2019
Victoria Albaugh ReedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Allstate Financial Services, LLC$50001-10-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$50001-08-2019
Jamey Carl GrahamUnited Planners' Financial Services of America A Limited PartnerSignal Securities, Inc.$50001-04-2019
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley$50012-14-2018
Javier I. Ajjam AltimariOppenheimer & Co. Inc.Global Financial Services, L.L.C.$50012-14-2018
Ryan C. WaltonCetera Advisors LLCAmeriprise Financial Services, Inc.$50012-13-2018
Raul ValenciaBBVA Securities Inc.Frost Brokerage Services, Inc.$50012-11-2018
Lawrence Arthur Gekiere Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$25001-02-2019
Kevin Russell GarmanWorth Financial Group Inc.The O.N. Equity Sales Company$25012-14-2018
Myra Ann HaydenBBVA Securities Inc.J.P. Morgan Securities LLC$20012-26-2018
Richard Wayne JacksonChalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
Dale Littleton Cloud Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
John Eric Moore Jr.Sigma Financial CorporationAmeriprise Financial Services, Inc.$15012-17-2018
Lloyd Patrick HebertCetera Advisors LLCQuestar Capital Corporation$13212-21-2018
Craig Stephen GalatasJ.P. Morgan Securities LLCUBS Financial Services Inc.$10001-11-2019
Lawrence David SilvermanAmeriprise Financial Services, Inc.360 Wealth Management, LLC$10001-11-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC$10001-11-2019
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC$10001-11-2019
Brandon Ronald FresardLPL Financial LLCUSAA Investment Management Company$10001-10-2019
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Management Company$10001-10-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley$10001-04-2019
Colin James BoddickerChalice Capital Partners, LLCRaymond James Financial Services, Inc.$10001-02-2019
Anthony Joseph D'AmicoVALIC Financial Advisors, Inc.Hornor, Townsend & Kent, LLC$10012-19-2018
Gregory Hugh JonesJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.$10012-12-2018
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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