Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew James JaegerSilver Leaf Partners, LLCLPL Financial LLC03-15-2019
Bo Jun WangLandolt Securities, Inc.NI Advisors$5003-15-2019
Brett Jay DiamondRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
Carol Ann ScatoliniSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$103-15-2019
Chad Michael CurtisRegulus Advisors, LLCBankers Life Securities, Inc.03-15-2019
Darryl John AdamsPlanMember Securities CorporationFortune Financial Services, Inc.$103-15-2019
David Daniel CohenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2503-15-2019
Edward Linn Heartfield Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2019
Elizabeth A CoxMutual Securities, Inc.Asset Solutions, Inc.03-15-2019
George Cook Howell IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.$103-15-2019
Gregory Wayne AllenEdward JonesMorgan Stanley03-15-2019
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
James Dennis YarbroughWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-15-2019
Jason Anthony BottenfieldRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
Jason Dean SandsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-15-2019
Jason N GlazierEdward JonesAmeriprise Financial Services, Inc.$103-15-2019
John RossAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Joseph Stewart GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
Joshua Allen SmailKey Investment Services LLCSigma Financial Corporation03-15-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Kevin F McnellyCetera Advisors LLCUnited Planners' Financial Services of America A Limited Partner03-15-2019
Kimberly A VaughnB.B. Graham & Company, Inc.RBC Capital Markets, LLC$15003-15-2019
Mark Holmes BoettcherSorrento Pacific Financial, LLCForeside Fund Services, LLC03-15-2019
Mollyo NicholsonRaymond James Financial Services, Inc.Calton & Associates, Inc.$2503-15-2019
Richard Allen YercheckCapital Investment Group, Inc.Prospera Financial Services, Inc.03-15-2019
Next Page »

Showing 1 to 25 of 1,622 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.