Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Calvin R. Kong||Ameriprise Financial||Morgan Stanley Wealth Management||$141||02-08-2019|
|Robert "Bob" Robinson||Kingsview Asset Management||Wells Fargo Advisors||$170||02-07-2019|
|Thad Ortez||Raymond James||Wells Fargo||$100||02-01-2019|
|Michele Ing||Raymond James||Edward Jones||$120||02-01-2019|
|Adam Dunbar||Raymond James||Wells Fargo Advisors||$138||01-30-2019|
|Ralph Good, James Nylund||Raymond James||Wells Fargo Advisors||$200||01-30-2019|
|Michael Bernier||Canter Strategic Wealth Management||Pure Financial Advisors||$200||01-18-2019|
|Jonathan Millman, Ian Millman, Mario Venerose, Alan Yakuboff||Kingsview Asset Management||Wells Fargo Advisors||$260||01-15-2019|
|Joseph Brady||Stifel Nicolaus & Co.||Merrill Lynch||$125||01-14-2019|
|Clifford Bartlett, III||Stifel Nicolaus & Co.||Wells Fargo Advisors||$100||01-14-2019|
|Jonathan Register||Stifel Nicolaus & Co.||Merrill Lynch||$100||01-14-2019|
|Neil Hoyt, Rachel Roney, Jeffrey Klein, Sonnet Loftus and Paul Ahrens||Commonwealth Financial Network||Cadaret Grant||$500||01-14-2019|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.