Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cathie G. ColemanBairdWells Fargo Advisors$22003-15-2019
Kris CallawayBairdMorgan Stanley Wealth Management$39003-15-2019
Gerald G. ColemanBairdWells Fargo Advisors$22003-15-2019
Paisley Wessel, Cory WesselBairdWells Fargo Advisors$12503-15-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley Wealth Management$24003-13-2019
Joseph PadulaAmeriprise FinancialWells Fargo Advisors$14603-12-2019
John LanzettaSecurities AmericaQuestar Capital Corp.$17503-12-2019
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019
Karl Ernst, Roberto RosaJanney Montgomery ScottWells Fargo Advisors$19603-07-2019
Frederick Leonard, Charles LeonardJanney Montgomery ScottWells Fargo Advisors$10503-07-2019
Michael HassellJanney Montgomery ScottMerrill Lynch$14303-07-2019
Joseph Greenberg, Robert Nichols, Paul Wintermantel, David Jones, Eric Morgan, Ted McLellan, Jason Romero, Timothy Clemens, Mitchel Layton, Joshua Zahn, Joseph HurabRaymond JamesLPL Financial$63803-07-2019
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15003-04-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker Ameriprise FinancialLPL Financial$63303-04-2019
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-04-2019
Michael Bonevento, James Costabile and Craig LadayLPL FinancialAmeriprise Financial$80003-01-2019
Grayson HopperStifel Nicolaus & Co.Bank of America Merrill Lynch$7403-01-2019
Jim Steinbrenner, Kim Steinbrenner LaSalle St. SecuritiesSaxony Securities$7003-01-2019
Elana MiliantaRaymond JamesWells Fargo Advisors$19002-28-2019
Doug HaskinWells Fargo AdvisorsBank of America Merrill Lynch$6602-28-2019
David Kritzer, Christopher CastellawJPMorgan Chase & Co.UBS Financial Services$002-25-2019
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-25-2019
Michael Bonevento, James Costabile, Craig LadayLPL FinancialAmeriprise Financial$80002-22-2019
Larry Lerhman Stifel Nicolaus & Co.Ameriprise Financial$5002-22-2019
James DiBlasiStifel Nicolaus & Co.Merrill Lynch$5202-22-2019
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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