Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Tenney, Joseph Powers, Helen Andreoli, Jack PiperGreat Diamond PartnersUBS Financial Services Inc.$53005-16-2019
Robert Edward HollandWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-16-2019
Charles Andrew EvansWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-16-2019
Brad Thomas VineyardWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15005-16-2019
Erik Mclean MelvilleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$105-16-2019
Michael Nicholas BapisRockefeller Financial LLCAXIOM CAPITAL MANAGEMENT, INC.$15005-16-2019
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Michael Edward CollinsLPL Financial LLCCharles Schwab & Co., Inc.$10005-16-2019
Michael Kennedy CarberryLPL Financial LLCOppenheimer & Co. Inc.$15005-16-2019
Taimur QadirBrokers International Financial Services, LLC.Park Avenue Securities LLC$105-16-2019
Ernest Lee Smith Jr.Principal Securities, Inc.LPL Financial LLC05-16-2019
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Mark Allen ParsonsParsons Financial Group, LLCRaymond James Financial Services, Inc.05-16-2019
Joshua Floyd BlackKestra Investment Services, LLCWoodbury Financial Services, Inc.05-15-2019
Robert Aram AbadjianPlanMember Securities CorporationLincoln Investment$5005-15-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Shad Matthew EvansLPL Financial LLCKestra Advisory Services, LLC05-15-2019
Michael Edward SheltonLPL Financial LLCThe O.N. Equity Sales Company05-15-2019
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC$2505-15-2019
Kenneth Ross KayCetera Financial Specialists LLCH.D. Vest Advisory Services, Inc$1005-15-2019
Michael Edward SheltonLPL Financial LLCON Investment Manamgent Co05-15-2019
Lisa Marie BlevensInfinex Investments, Inc.TD Ameritrade, Inc$105-14-2019
Rosemary Carolina AbreuCetera Investment Services LLCRoyal Alliance Associates, Inc.$5005-14-2019
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Showing 1 to 25 of 283 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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