|Firm joining||HD Vest Investment Services|
|Firm leaving||Royal Alliance Associates, Inc.|
|Adviser(s) location||Libertyville, IL|
|Date||July 23, 2009|
Latest Moves to HD Vest Investment Services
|Frederick Herbert Winkler Jr.||July 23, 2009|
|Matthew R. Stephens||July 23, 2009|
|David Lee Deffinbaugh||July 23, 2009|
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