Roger Braun Adler
|Firm joining||LPL Financial LLC|
|Firm leaving||Merrill Lynch, Pierce, Fenner & Smith Incorporated|
|Adviser(s) location||Scottsdale, AZ|
|Date||September 02, 2009|
Latest Moves to LPL Financial LLC
|Francis Gaughan Post||September 02, 2009|
|Yekaterina S Ferraro||September 02, 2009|
|Amy Lynn Wright||September 02, 2009|
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Firms Losing Advisers
- â€¢ Merrill Lynch, Pierce, Fenner & Smith Incorporated
- â€¢ Wells Fargo Clearing Services, LLC
- â€¢ Morgan Stanley
- â€¢ Ameriprise Financial Services, Inc.
Firms Gaining Advisers
- â€¢ LPL Financial LLC
- â€¢ Raymond James Financial Services, Inc.
- â€¢ Edward Jones
- â€¢ Cambridge Investment Research, Inc.