|Firm joining||Merrill Lynch, Pierce, Fenner & Smith Incorporated|
|Firm leaving||Oppenheimer & Co. Inc.|
|Adviser(s) location||New York, NY|
|Date||September 22, 2011|
Latest Moves to Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Gary Wardein, Erin Bethge||September 22, 2011|
|Amanda T. Rhodes||September 22, 2011|
|Robert Scott Banish||September 22, 2011|
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Firms Losing Advisers
- â€¢ Summit Brokerage Services, Inc.
- â€¢ Merrill Lynch, Pierce, Fenner & Smith Incorporated
- â€¢ Wells Fargo Clearing Services, LLC
- â€¢ Morgan Stanley
Firms Gaining Advisers
- â€¢ Cetera Advisor Networks LLC
- â€¢ LPL Financial LLC
- â€¢ Raymond James Financial Services, Inc.
- â€¢ Cambridge Investment Research, Inc.