Laura L. Coats
|Firm joining||Principal Securities, Inc.|
|Firm leaving||Voya Financial Advisors, Inc.|
|Adviser(s) location||Lake Oswego, OR|
|Date||November 01, 2011|
Latest Moves to Principal Securities, Inc.
|Franklin J. Mata||November 01, 2011|
|William Paul Schwarzkopf||November 01, 2011|
|Thomas McDonald||November 01, 2011|
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Firms Losing Advisers
- â€¢ Summit Brokerage Services, Inc.
- â€¢ Merrill Lynch, Pierce, Fenner & Smith Incorporated
- â€¢ Wells Fargo Clearing Services, LLC
- â€¢ Morgan Stanley
Firms Gaining Advisers
- â€¢ Cetera Advisor Networks LLC
- â€¢ LPL Financial LLC
- â€¢ Raymond James Financial Services, Inc.
- â€¢ Cambridge Investment Research, Inc.