|Firm joining||UBS Financial Services|
|Firm leaving||Sterne Agee|
|Adviser(s) location||San Francisco, CA|
|Date||April 27, 2011|
Latest Moves to UBS Financial Services
|Robert M. Ryan, Craig A. Lewis||April 27, 2011|
|Jamie Schade, Mark Henestofel||April 27, 2011|
|Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo Mendez||April 27, 2011|
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Firms Losing Advisers
- â€¢ Capital Financial Services, Inc.
- â€¢ Merrill Lynch, Pierce, Fenner & Smith Incorporated
- â€¢ Wells Fargo Clearing Services, LLC
- â€¢ Taylor Capital Management Inc.
Firms Gaining Advisers
- â€¢ LPL Financial LLC
- â€¢ Calton & Associates, Inc.
- â€¢ Raymond James Financial Services, Inc.
- â€¢ World Equity Group, Inc.