Alan Neal Tocman
|Firm joining||Ameriprise Financial Services, Inc.|
|Firm leaving||Oppenheimer & Co. Inc.|
|Adviser(s) location||Port Chester, NY|
|Date||December 12, 2013|
Latest Moves to Ameriprise Financial Services, Inc.
|Helen Von Dolteren-Fournier||December 12, 2013|
|Sherrie Ingham, William Turner, Matthew Flynn, Branimir Milosevic, Thomas Seidl, Richard Boschert||December 12, 2013|
|Mark Burton||December 12, 2013|
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Firms Losing Advisers
- â€¢ Summit Brokerage Services, Inc.
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- â€¢ Wells Fargo Clearing Services, LLC
- â€¢ Morgan Stanley
Firms Gaining Advisers
- â€¢ Cetera Advisor Networks LLC
- â€¢ LPL Financial LLC
- â€¢ Raymond James Financial Services, Inc.
- â€¢ Cambridge Investment Research, Inc.